Alex Basden, Senior BSA Specialist, Internal Revenue Service |
Fran Bedekovic, Chief Compliance Officer, 1st National Bank of Chester County |
Thomas Biolsi, Associate Regional Director – Examinations, SEC |
| John Brennan, Chairman, Vanguard & the Financial Accounting Foundation |
Luke Brown, Associate Director for Compliance Policy -- Division of Supervision and Consumer Protection, Federal Deposit Insurance Corporation |
Matthew Buckley, CEO, PEAK6 Media, LLC |
Andre Burrell, Chief Compliance Officer, IDB Bank |
Michael Carhill, Director – Risk Analysis, Office of the Comptroller of the Currency |
Peggy Chastain, Vice President -- Securities Compliance / Risk & Compliance, Fidelity Investments -- PWI Compliance |
Victor Frye, Chief Compliance Officer, ProFunds Advisors |
Mary Ann Gadziala, Associate Director – Office of Compliance Inspections and Examinations, U.S. Securities and
Exchange Commission |
Debbie Galka, VP, Head of Investment Risk Management, Riversource Funds |
Jennifer Grove, Fraud Prevention Supervisor, Golden One Credit Union |
Drew Gunn, Director – Specialty Risk, Oswald Companies |
| Beth Haddock, Chief Compliance Officer, Brown Brothers Harriman & Co. |
| Ann Jaedicke, Deputy Comptroller of Compliance Policy, Office of the Comptroller of the Currency |
| Katie Kloster, Chief Compliance Officer, Thrivent Financial |
| Frank Knox, Chief Compliance Officer, John Hancock Mutual Funds |
| Todd Kuehl, Chief Compliance Officer, Legg Mason |
| Arthur MacMahon, Director – Economic Outlook and Bank Conditions, Office of the Comptroller of the Currency |
| Peter Maftieu, Chief Compliance Officer, Russell Companies |
| Susan Merrill, Chief of Enforcement, FINRA |
| Mary Mullin, Chief Compliance Officer, Promark Global Advisors |
| Steve Mullooly, Chief Compliance Officer, Schafer Cullen |
| Kate Murtagh, Chief Compliance Officer, Harvard Management Company |
| Will O’Rielly, Senior Vice President, SunTrust Investment Services |
| Rob Shoemaker, Compliance Leader, GE Transportation |
| John Ramirez, Chief Compliance Officer, Midas Funds |
| Celina Realuyo, Professor – Risk and Fraud, National Defense University |
| Jason Rein, Global Chief Compliance Officer, Deutsche Asset Management |
| John Robbins, Global Chief Compliance Officer, AIG Investments |
| Anthony Luis Rodriguez, Chief Compliance Officer, RIA Financial |
Brett Rogers, Head of Risk Management Governance, Deutsche Asset Management and Chief Compliance Officer, Germany Funds
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| Joe Satiano, BSA Supervisor, Union Bankshares |
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| Akhtar Siddique, Risk Management Division, Office of the Comptroller of the Currency |
| William Tesler, Chief AML Compliance Officer, BNY ConvergEx Group, LLC |
| Jason Vazquez, Head of AML Compliance, Deutsche Asset Management |
| Dennis Wood, Assistant Director – Office of Foreign Assets Control, Department of the Treasury |
| Daniel Wright, Chief Compliance Officer, Jackson National Life Distributors |
| Steve Zweig, Adjunct Professor – Math and Statistics, Fairleigh Dickinson University |
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