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Engage with the Industry
40+ Sessions on Compliance, Due Diligence and Risk Management
New Watch 2 Live SEC Video Conferences and hear what is on the mind of the SEC
featuring:
Enforcement: Scott Weissman Examinations: Carlos DiFlorio- Director of the agency's Office of Compliance Inspections and Examinations (OCIE)
Participate in Over 5 Hours of Comprehensive Regulatory Guidance including
OTC Clearing, Form PF and Large Trader Reporting, Mock SEC Exam, and US and European Regulations
Discuss The Future of Hedge Fund Board of Directors in light of the Weavering Decision
Find out what is the Changing Profile of the End Investor in light of Current Market Conditions
Get a Glimpse of what's on the Mind of Chief Risk Officers and Chief Compliance Officers
Give back by attending the Charity Night Reception that benefits RBaby, Michael's Mission and Women's Initiative