AMLAC WEST
Pre Conference Activities
CHOOSE EITHER THE PRE-CONFERENCE WORKSHOP or PRE-CONFERENCE SYMPOSIUM
Monday, February 26
Pre-Conference Workshop: Utilizing Risk-Based Strategies to Design an FFIEC-Compliant AML Program
8:00 Registration/Morning Coffee
9:00 Part I: Developing an Effective Risk-Based Compliance Program
The development and implementation of a risk-based AML compliance program to comply with anti-money laundering, antiterrorist financing and related requirements is of paramount importance for most financial institutions.
In this workshop, you'll hear strategies on how to evaluate and score risk, based on the types of products offered, transaction level and methods of funding, utilize client and partner profiles in risk assessments, understand how geographic concerns and political risk should be assessed, and analyze and manage fraud risk.
You'll also hear discussion on the growing use of compliance testing and AML scorecards.
Heli Leesment, Director, AML Compliance, RBC FINANCIAL GROUP
Tom Pareigat, VP and Corporate Counsel, MARSHALL BANKFIRST
12:00 Lunch for Pre-Conference Workshop Attendees and Speakers
1:00 Part II: Procedures and Best Practices for Preparing For Examinations Under the FFIEC AML Examination Manual Guidelines
This in-depth, interactive workshop has been designed to help attendees know what to expect when they're being examined under the FFIEC AML Examination Rules. You'll hear from bank compliance officers who have gone through the examination process, as well as a consultant who will provide perspective on the types of issues of which you'll need to be aware when being examined. Attend this workshop to hear the ins and outs of a full FFIEC exam, and learn how to make sure you are ready for your examination.
John N. Giantis, BSA/AML Compliance Specialist, OFFICE OF THE COMPTROLLER OF THE CURRENCY
Sheila M. Leary, Esq., Sr. VP & AML/BSA Compliance Director, VALLEY NATIONAL BANK
Ann Marie Wood, AVP, AML/BSA Officer, PACIFIC CAPITAL BANK, N.A.
4:00 Conclusion of Pre-Conference Workshop
PRE-CONFERENCE SYMPOSIUM: COMBATING THE FINANCING OF TERRORISM
| 8:00 | Registration/Morning Coffee |
| 9:00 | Workshop Begins |
| 9:00 |
The Importance of CFT Leader: Kenneth Bryant |
| 9:50 |
Overview of Terrorism Leader: Dennis Lormel |
| 10:30 | Morning Break |
| 10:45 |
Terrorist Financing Methodologies Leaders: Kenneth Bryant/Dennis Lormel |
| 11:30 |
Key Indicators of Potential Terrorist Financing Leaders: Kenneth Bryant, Dennis Lormel, Aaron Fox |
| 12:15 | LUNCH FOR WORKSHOP ATTENDEES AND SPEAKERS |
| 1:30 |
Research Tools & Methodologies for the CFT Investigator Leader: Aaron Fox |
| 2:20 |
Integrating CFT Components into your AML Program Kenneth L. Bryant, AML/CFT Consultant and Managing Partner, BRYANT & ASSOCIATES Aaron Fox, Vice President, AML Compliance, RBC DAIN RAUSCHER Dennis M. Lormel, Senior Vice President, Anti Money Laundering, CORPORATE RISK INTERNATIONAL |
| 3:00 | Afternoon Break |
| 3:15 |
Case Studies and Examples Leaders: Kenneth Bryant, Dennis Lormel, Aaron Fox **There will be a one-hour break for lunch** |
| 4:00 |
Conclusion of Pre-Conference Symposium |
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