Your AMLAC & FRAUD Agenda at a Glance

7:45-8:45	Registration and Morning Coffee
8:45 -9:00	Opening Remarks from the Conference Chairperson
9:00-9:45	PANEL DISCUSSION: Managing the Convergence of Fraud and Money Laundering
9:45-10:45	REGULATOR INSIGHTS – Strategies for Complying with the Latest AML and Fraud Regulations
10:45-11:20	Networking Break
11:20-12:15	KEYNOTE ADDRESS: Fostering Cooperation and Collaboration Between Financial Institutions and Law Enforcement to Protect the Financial System
12:15-1:30	Lunch for Conference Participants and Speakers
1:30-2:20	GLOBAL FOCUS – Incorporating Effective OFAC and EU Compliance Strategies to Protect Your Financial Institution
2:20-3:10	Strengthening Customer Due Diligence and Your Bottom Line to Prevent Fraud and Ensure Regulatory Compliance
3:10-3:45	Networking Break

A For C-Level Strategists	B AML Officers and Departments	C For Fraud Professionals and Departments
3:45-4:35
Compliance Strategies for Managing USA PATRIOT ACT and AML Regulations for Clearing and Introducing Firms	Methods for Writing, Filing and Following Up on SARs to Aid Law Enforcement	Maintaining and Capitalizing on Your Reputation as a Trusted Financial Institution
4:40-5:30
Policies for Mitigating the Latest Threats Relating to Cover Payments, Omnibus Accounts and other High-Risk Customers	Implementing Real-World Tactics for Managing AML Regulations for Insurance Firms	Online Trading and Account Access: Methods for Mating Convenience with Confidence
5:30 – 6:30 Welcome Reception sponsored by KPMG FORENSIC

A For C-Level Strategists	B AML Officers and Departments	C For Fraud Professionals and Departments
8:00-8:45 Registration and Morning Coffee
8:45-9:35
Identifying and Disrupting Funding Streams to Thwart Terrorist Financing and Organized Criminal Operations	Identifying and Integrating Effective Compliance Approaches for Managing Open and Closed-End Funds	Identifying Behavioral or Transactional Patterns that Portend Fraudulent Activity
9:40-10:30
Developing Compliance Strategies to Satisfy AML, BSA and FCPA Regulations	Procedures for Regulatory Compliance with Dealing with Regulations for Money Service Businesses and Prepaid Cards	Creating an In-House Financial Intelligence Unit to Serve AML and Fraud Departments
10:30-11:10 Networking & Refreshment Break

11:10-12:00

SPOTLIGHT: The AMLAC & Fraud Forum True New York Story: Craig Gile

12:00-1:15

Luncheon for delegates and speakers

1:15-1:45

Peer Roundtables: Discussing the Most Common Suspicious Activities and How Other AML and Fraud Officers Overcome Challenges

GROUP 1

GROUP 2

GROUP 3

1:45-2:00

Networking and Refreshment Break

A For C-Level Strategists

B AML Officers and Departments

C For Fraud Professionals
and Departments

2:00-2:50

Incorporating Effective Compliance Strategies for Community and Regional Financial Institutions

Techniques for Integrating Risk-Based Rules within Transaction Monitoring Systems

Lessons Learned from Industry Case Studies

2:55-3:45

PROVEN TECHNIQUES FOR DEMONSTRATING YOUR AML COMPLIANCE PROGRAM’S EFFECTIVENESS

Half-Day Workshop 9:00 -12:00 Workshop A Global Compliance Strategies
8:30-9:00 Registration for Post-Conference Workshops
9:15	Workgroup Session 1
10:00	Networking & Refreshment Break
10:15	Workgroup Session 2
11:00	Networking & Refreshment Break
11:15	Workgroup Session 3 Leaders:
12:00-1:00	Luncheon for delegates and speakers

Half-Day Workshop 1:00 -3:00
Workshop B
Improving Auditing and Testing Procedures to Avoid Penalties
and Financial Losses

3:30 Workshops Conclude

Full-Day Symposium 9:00 -3:00
Identifying and Defending Against Current and Emerging Fraudulent Schemes

9:15	Part I – Panel Discussion
10:15	Networking & Refreshment Break
10:30	Part II – Case Study Reviews
12:00-1:00	Luncheon for Delegates and Speakers
1:30-3:30	Symposium Continues
1:00	Part III- Tools and Techniques for Identifying Fraudulent Activity
2:15	Part IV – Hypothetical Case Studies
3:30	Symposium Concludes