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Where regulators and compliance officers work together to prioritize regulatory information, streamline reporting processes, prepare for audits and address complicated challenges.
GAIM REGULATION IS NOW COMPLETE.
THANK YOU TO OUR ALL OUR SPEAKERS, SPONSORS AND ATTENDEES FOR A SUCCESSFUL AND PROVOCATIVE PROGRAM!GAIM Regulation was a resounding success. Regulators, Chief Compliance Officers, and General Counsels gathered for a day of exclusive meetings to address today's most salient regulatory challenges. Topics ranged from; insider trading and government expectations about remediation to considerations for CTAs and SEC expectations with hedge fund examinations. Active regulators from the SEC, CFTC, FINRA, NFA, US Attorney's Office and the FBI shared their expectations, suggestions and reactions with the audience and, as a result, ensured that GAIM Regulation was truly a can't miss event.
"I really enjoyed hearing from the Regulators."
"Smaller sessions with regulators were truly unique."
"...they supplied great information and were helpful with interpreting new regulations and answering questions on various attendees' particular concerns."