Address Today's Regulatory Challenges with Regulators, Hedge Fund CCOs and GCs and Leading Onshore and Offshore Counsels
DECEMBER 4, 2014 • CONVENE • MIDTOWN NYC
Who Should Attend
GAIM Regulation Alumni
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Main Day 1
Main Day 2
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The Biggest Hedge Funds And Best In Class Legal Experts.
The Regulatory Authorities
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Hear directly from regulators & industry experts on the headline topics:
Global Compliance Plans
Preventing Fund Disputes
The Valuation Minefield
Cross-border obstacles for US-EU Hedge Funds
Streamlining Reporting Processes
Best Practicies in Insider Trading Compliance
Prepare for Audits
Best Practices for Corporate Governance and Director Disputes
Address Compliance Challenges associated with Latest Regulations
Updates From: FBI, FINRA, SEC, NFA, AIMA
Testimonials from Past Participants:
"Smaller sessions with regulators were truly unique."
"The legal, compliance and accounting personnel... supplied great information and were helpful with interpreting new regulations and answering questions on various attendees' particular concerns."
"Regulatory focus was fantastic. Liked that there were government agents and counsel commingled with fund representatives."
"I really enjoyed hearing from the Regulators."
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