Address Today's Regulatory Challenges with Regulators, Hedge Fund CCOs and GCs and Leading Onshore and Offshore Counsels
DECEMBER 4, 2014 • CONVENE • MIDTOWN NYC

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The Biggest Hedge Funds And Best In Class Legal Experts.
The Regulatory Authorities

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Hear directly from regulators & industry experts on the headline topics:

  • Global Compliance Plans
  • Mitigating Risk
  • Preventing Fund Disputes
  • The Valuation Minefield
  • Cybersecurity
  • Cross-border obstacles for US-EU Hedge Funds
  • Streamlining Reporting Processes
  • Best Practicies in Insider Trading Compliance
  • Investor Solicitation
  • Prepare for Audits
  • Best Practices for Corporate Governance and Director Disputes
  • Address Compliance Challenges associated with Latest Regulations
  • Updates From: FBI, FINRA, SEC, NFA, AIMA

Testimonials from Past Participants:

  • "Smaller sessions with regulators were truly unique."
  • "The legal, compliance and accounting personnel... supplied great information and were helpful with interpreting new regulations and answering questions on various attendees' particular concerns."
  • "Regulatory focus was fantastic. Liked that there were government agents and counsel commingled with fund representatives."
  • "I really enjoyed hearing from the Regulators."

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