8:00

Registration/Morning Coffee

9:00

Part I: Developing an Effective Risk-Based Compliance Program

The development and implementation of a risk-based AML compliance program to comply with anti-money laundering, anti-terrorist financing and related requirements is of paramount importance for most financial institutions. But increasingly, other types of businesses are being scrutinized by regulators. In addition to ensuring compliance with current and future regulations, it makes solid business sense to create risk-based AML compliance programs, including insurance companies, money service businesses, stored value products, casinos, and other at-risk businesses.

In this workshop, you'll hear strategies on how to evaluate and score risk, based on the types of products offered, transaction level and methods of funding, utilize client and partner profiles in risk assessments, understand how geographic concerns and political risk should be assessed, and analyze and manage fraud risk. Additionally, you'll learn how to develop metrics to measure program performance and advise management on how to deal with compliance program matters. You'll also hear how to utilize this risk assessment to develop and build a compliance policy.

Kenneth L. Bryant, AML/CFT Consultant and Managing Partner, BRYANT & ASSOCIATES

Salvatore Scotto, Sr. Vice President and Sr. Compliance Manager, BANK OF AMERICA

Darren Donovan, Principal, KPMG

12:00

Lunch

1:30

Part II: Procedures and Best Practices for Preparing For Examinations Under the FFIEC AML Examination Manual Guidelines

This in-depth, interactive workshop has been designed to help attendees know what to expect when they're being examined under the FFIEC AML Examination Rules. You'll hear from bank compliance officers who have gone through the examination process, as well as a consultant who will provide perspective on the types of issues of which you'll need to be aware when being examined. Attend this workshop to hear the ins and outs of how to prepare for the exam using the FFIEC manual, and learn how to make sure you are ready for your examination.

Steve Beattie, Partner, ERNST & YOUNG

John Wagner, Director of Bank Secrecy Act and Anti-Money Laundering Compliance, OFFICE OF THE COMPTROLLER OF THE CURRENCY

Mary Ann O'Donnell, AML Program Director, COMMERCE BANK

Shelia M. Leary, SVP, AML/BSA Compliance Director, VALLEY NATIONAL BANK

4:30

Conclusion of Pre-Conference Workshops